We are a boutique firm specializing in advising small businesses in the financial services industry to comply with the various complex laws and regulations overseeing financial service activities in the United States and abroad. Our team is composed of financial services, legal, regulatory and technology experts with over 100 years in combined experience. Our goal is to provide our clients with the highest level of service and assist our clients in succeeding in the current ever-changing business and regulatory environment. The current global regulatory and business environment continues to increase in complexity.
